SFC

Regulation | 19 Feb 25

12 major initiatives will enhance security, innovation and growth of its virtual asset market

Asia | 31 Jan 25

They did not adequately supervise and monitor the sale of collective investment schemes to clients

Asia | 6 Jan 25

He is currently not registered with the Hong Kong Monetary Authority or licensed by the SFC

Asia | 3 Jan 25

This marks first occasion where a Hong Kong practicing solicitor is convicted of secrecy provision offence under SFO

Asia | 2 Sep 24

His criminal convictions led the SFC to consider him not a fit and proper person to be licensed or registered to carry on regulated activities