Suitability
Best Practice | 11 Oct 22
Client suitability systems not up to scratch, say wealth managers
Just 7% believe current processes can react quickly to changes in customer circumstances
FCA abandons second advice suitability review
To focus on DB pension transfers and reducing harm in consumer investment market
Dynamic Planner adds cash flow planning tool
Firm claims it takes ‘miscalibration risk out of the equation’
Is the FCA set for an advice suitability crackdown?
Thematic review into the implementation of regulations could be on the cards
Best Practice | 15 Sep 20
‘Too many scandals’ prompt FCA to take action
Aim is to ‘ensure people can better navigate financial services to invest for the future’