News
Hong Kong regulator bans ex-BNP Paribas WM employee
After he ‘operated a client account discretionarily without obtaining written authorisation’
IRS admits it cannot cope with volume of Fatca reports
‘Limited IT resources, funds and personnel’ are forcing the taxman to prioritise enforcement actions
Gam fined £9m for conflicts of interest involving Greensill
Sacked bond manager received £22,000 worth of gifts and entertainment
Morgan Stanley to enter ETF market
It is designing a full-scale platform and plans to launch its first exchange traded funds this year
Advice firm loses high court challenge against FOS decisions
It ‘failed in its primary duty to properly advise on the suitability’ of pension transfers, Ombudsman says