Industry reacts as the FCA fines Barclays £40m
Both parties ‘appear to have drawn a line under the matter’
MKC Wealth adds £160m AUA with acquisition of two adviser firms
The purchases are for undisclosed sums
People Moves | 22 Nov 24
SEC chair Gensler to step down in January
During his tenure the SEC filed more than 2,700 enforcement actions, obtained $21bn in penalties, disgorgement orders
Investment | 22 Nov 24
Wealth manager Tavistock to acquire £3bn AUM Alpha Beta Partners
Completion of the deal is subject to Financial Conduct Authority approval
Retirement | 22 Nov 24
Advisers play ‘crucial role’ in future-proofing retirement, amid changing regulatory, client needs
85% say their financial adviser provides peace of mind