Tax & Regulation
Hong Kong regulator raises concerns about illiquid assets
It now places responsibility with intermediaries to put in place sound risk governance structures
Prudential US fined $1m over inaccurate retirement plans
It sent incomplete information to clients which limited their investment choices
Is Malta’s golden visa scheme losing its lustre?
Regulator blames ‘consistent and highly inconsiderate bad publicity’ for drop in applications
Persistently poor DB pension transfer advice vexes FCA
As letter to advisers re-emphasises the watchdog’s expectations
Mis-selling victims turn to UK government for action
As regulator admits it is unable to fully police problematic ads on Google