NRI Adviser
SFC fines Hang Seng Bank HK$66.4m for mis-selling investment products
They did not adequately supervise and monitor the sale of collective investment schemes to clients
Regulation | 29 Jan 25
FCA issues ‘first ever’ fine for transaction reporting failures under MiFIR
It needed to receive complete, accurate and timely transaction reports
Financial planning | 29 Jan 25
P1 Investment Services launches ‘all-in-one’ client-adviser portal
To streamline back-office functions, reduce difficulties of integrating different technology
MainStreet Partners names winners of ESG and sustainability awards
This year, MainStreet Partners has introduced new categories
The II & IA Global Advice Study 2024-2025 interviews – Ardan International
We discuss some of the findings in our International Platforms Survey