Regulation
Dubai FSA imposes $100k fine over unauthorised financial promotions in DIFC
The DFSA said it ‘will not hesitate to act against firms that mislead the public about their regulatory status or location’
Regulation | 31 Oct 24
PSIG launches petition to support pension and investment fraud victims
It is seeking to change the way HMRC treats scam victims
Regulation | 22 Oct 24
UK pensions minister pushes back launch of commercial pension dashboards
Pension schemes must connect to the dashboard ecosystem by October 2026 at the latest
Regulation | 22 Oct 24
Industry reacts as FCA probes 20 social media influencers
The FCA also issued 38 alerts against social media accounts
Regulation | 17 Oct 24
Expert view: FCA fine on challenger bank for ‘shockingly lax’ sanctions screening
The case sheds light on some of the components of an effective sanctions compliance system