Regulation
DFSA and ADGM take dual action to fine Dubai, Abu Dhabi-based Sarwa Digital Wealth
ADGM said 144 investors subscribed to the offer and committed approximately $2.1m
Best Practice | 17 May 24
Industry reacts as UAE approves decision that aims to regulate cold calling
Specific guidelines include setting penalties for violations
Advice firm shut down after promoting fund warned against in UK, New Zealand, US
The company also claimed to run an industry-leading education academy
Regulation | 15 May 24
Three charged over losing £8m of pension savings in high risk trading
The defendants will appear before Westminster Magistrates’ Court on 7 June 2024
Regulation | 15 May 24
LTA abolition is ‘a blot’ on pensions landscape say pension experts
Raft of issues caused by poor implementation of legislation to abolish the LTA