Regulation
Guernsey receives ‘positive’ MONEYVAL evaluation
It was one of a very small number of jurisdictions to receive more than one top rating of ‘High’
SFC fines Hang Seng Bank HK$66.4m for mis-selling investment products
They did not adequately supervise and monitor the sale of collective investment schemes to clients
Regulation | 29 Jan 25
FCA issues ‘first ever’ fine for transaction reporting failures under MiFIR
It needed to receive complete, accurate and timely transaction reports
Regulation | 20 Jan 25
IHT tax on pensions must ‘loosen’ where lump sums are not for estate management
Broadstone consultancy agrees pensions should be used for income rather than wealth transfer
Middle East | 17 Jan 25
Dubai FSA launches whistleblowing thematic review
The report outlines eight key themes and findings