Uncategorised
Uncategorised | 29 May 24
Top HK regulators visit Saudi Arabia, UAE to boost financial services collaboration
They arrive in Abu Dhabi today and also visit Dubai, Riyadh before returning to Hong Kong on 3 June
Uncategorised | 22 May 24
Houses of Parliament, Whitehall ‘awash with rumours’ UK PM will call July election later today
‘Calls that are normally returned haven’t been’
Uncategorised | 13 May 24
Director jailed for providing forged document to FCA investigators in £1.3m fraud probe
The FCA was investigating a sophisticated boiler room scam that had defrauded 120 investors of £1.3m
Regulation | 11 Apr 24
FCA issues warning notice against Neil Woodford and WIM over liquidity failings
The warning notices given to Woodford and WIM are not the FCA’s final decisions
UK’s Wren Sterling adds £265m of client assets with its first adviser acquisition of 2024
Wren Sterling now operates from 13 offices covering 11 locations