ASIC
ASIC bans former MWL Financial Services adviser for role in Shield misselling
The regulator said it believes McPherson “is not a fit and proper person” and “is not competent”
Australian regulator appoints Sarah Court as new chair
Ms Court will become the first female head of ASIC
Latest news | 26 Jan 26
Fund manager guilty of insider trading jailed for six years
Marks first outcome for ASIC’s new specialist insider trading team
Latest news | 9 Dec 25
ASIC takes legal action against unlicensed Spice Capital Partners
The regulator claimed Spice Capital and Adelaide-based Oxlade provided financial advice without a licence
ASIC reprimands four advisers over CPD failures
A panel decided to give four advisers reprimands, while taking no action against a fifth adviser