ASIC
Latest news | 29 Jul 25
Australian regulator charges director of wealth management firm with dishonest conduct
Actions resulted in losses of at least AU$850,0000
Regulation | 2 Jul 25
Former Australian advice firm director convicted after ASIC investigation
The adviser deliberately defied court’s orders prohibiting him from conducting or being involved in a financial services business for ten years
Latest news | 30 Jun 25
Brite Advisors auditor admits failings and surrenders licence – ASIC
The Australian watchdog said that it’s action arose from ASIC’s ongoing investigation into Brite Advisors Pty Ltd.