FCA
Regulation | 25 Jul 24
UK High Court green lights plan to return WealthTek client money, assets
The FCA highlighted that all clients should remain alert to the possibility of fraud
Investment | 15 Jul 24
FCA bans ex-investment adviser over unauthorised investment sales
He was ordered by the High Court to pay to the FCA £1,207,050 for losses to investors
Regulation | 10 Jul 24
FCA actions FATF call for criminal record checks on new firm owners
Currently, the UK regulator requires only risk-based checks on some applicants
FCA fines advice firm £898K and bans pair over British Steel pension transfers
Firm operated a contingent charging model
St James’s Place share price falls over 30% following full-year results
Citi and JP Morgan Cazenove react to dividend cuts and provisions