FCA
Tax & Regulation | 15 Feb 24
FCA asks advice firms to provide Consumer Duty update
20 of the largest firms contacted regarding ongoing fees
All I want for Easter is the findings of the FCA’s thematic review
BNY Mellon’s Richard Parkin sets out his wishes for some clear guidance from the regulator
Latest news | 13 Feb 24
FCA bans and fines former London Capital & Finance man over minibonds
Floris Jakobus Huisamen told to hand over £31,800
All-Party Parliamentary Group questions FCA over support for Woodford compensation scheme
MPs Siobhain McDonagh, Bob Blackman and Baroness Bowles voiced concerns over removal of consumer proections
Tax & Regulation | 23 Jan 24
FCA accuses Blackburn-based man of defrauding 240 investors
A total of £19m allegedly taken in by the scheme