FCA

Tax & Regulation | 2 May 14

Towergate could be fined by the Financial Conduct Authority (FCA) over the potential mis-selling of two of its products, following discussions with the regulatory body.

Tax & Regulation | 1 May 14

The FCA has banned an ex-UBS trader from performing any function in relation to any regulated activity for his hand in unauthorised activity related to $2.3bn in trading losses by another trader.

United Kingdom | 29 Apr 14

The FCA has issued a further warning over unsuitable SIPP advice after an investigation into the conduct of financial advisers found serious and ongoing failings.

Tax & Regulation | 28 Apr 14

Invesco Perpetual has been fined nearly £19m by the Financial Conduct Authority for “exposing investors to greater levels of risk than they had led to believe”.

People Moves | 23 Apr 14

The UK's Financial Conduct Authority has appointed two senior advisers, one of them a former managing director at Lehman Brothers.