FCA
Tax & Regulation | 10 Jul 14
fca recommends unbundling research
The Financial Conduct Authority has recommended sweeping structural changes to the type of research investment managers can pay for with dealing commissions.
United Kingdom | 27 Jun 14
post rdr adviser world struck by costs
Regulations should be pared down and costs reduced to foster a competitive and sustainable adviser market, a report compiled by APFA revealed.
Ex Schroders trader charged with insider dealing
The Financial Conduct Authority has charged a former Schroders equities trader with nine counts of insider dealing.
United Kingdom | 16 Jun 14
Credit Suisse and Yorkshire Building Society fined
Credit Suisse International (CSI) and Yorkshire Building Society have been fined £3.8m by the Financial Conduct Authority for misleading investors on a widely sold structured product.
United Kingdom | 12 Jun 14
FCA says banks paid 11bn for swap miss selling
Banks nabbed selling miss-selling interest rate hedging products have forked out £1.1bn in compensation, the FCA said.