FCA
People Moves | 23 Apr 14
fca appoints former lehman brothers
The UK's Financial Conduct Authority has appointed two senior advisers, one of them a former managing director at Lehman Brothers.
United Kingdom | 17 Apr 14
advisers banned for misleading thousands
The Financial Conduct Authority (FCA) has imposed an industry ban on two financial advisers after they lost almost two thousand customers money by convincing them to invest in high risk, unregulated products.
Retirement | 10 Apr 14
fca warns pension industry not to
Financial advisers and pension providers are being told not to put customers at a disadvantage when they are making decisions about their retirement income, following last month’s reform.
Retirement | 10 Apr 14
fca issues pension reform regulation
Financial Advisers and Pension Providers are being told not to put customers at a disadvantage when they are making decisions about their retirement income following last months reform.
United Kingdom | 7 Apr 14
many advisers failing to disclose fees fca
Almost 60% of firms are failing to give clients clear, upfront information on how much their financial advice will cost, according to a report from the FCA.