regulation
Investment | 2 Apr 24
What next as promotion of SCA foreign funds to UAE retail investors ends?
The SCA will ‘continue to honour’ the UAE funds passporting regime
Lombard International Assurance fined €1.68m by Luxembourg regulator
The deficiencies were noted during an on-site inspection carried out by the CAA
Investment | 25 Mar 24
FCA charges four over suspected water investment scheme scam
Four individuals ran an unauthorised investment scheme, which defrauded investors out of £3.9m
Tax & Regulation | 27 Feb 24
FCA planning to announce investigations and speed them up
Decisions would be taken on a case-by-case basis
Best Practice | 21 Feb 24
How to meet financial regulation in the letter and the spirit of the law
Suitability regulations should be more than a box-ticking exercise, writes Oxford Risk’s Greg Davies