regulation

Regulation | 25 Jul 24

It carried out 22 criminal prosecutions and took steps towards the recovery of nearly £3m

Investment | 23 Jul 24

It did not ensure the protection of its clients’ interests, the regulator said

Regulation | 17 Jul 24

A wide-ranging Pensions Review to tax reliefs, the state pension and advice/guidance is in prospect

Investment | 15 Jul 24

He was ordered by the High Court to pay to the FCA £1,207,050 for losses to investors

Regulation | 12 Jul 24

The aim is to assist firms with their forward planning, particularly in relation to compliance matters