regulation
Regulation | 20 Jun 24
Two arrested over suspected illegal £1bn cryptoasset exchange
Police seized several digital devices during searches of two residential London properties
Ogier Global gains Luxembourg fund admin licence
The achievement marked ‘a significant milestone’, allowing the firm to extend its comprehensive range of services
Swiss regulator restricts HSBC private bank over AML breaches with two high-profile individuals
FINMA has ordered the bank to conduct an AML review of all its current high-risk business relationships and business relationships
Three European watchdogs call for ‘clear’ financial product categories in SFDR review
The ESAs call for a ‘coherent’ sustainable finance framework
Hong Kong SFC bans ex-asset manager rep from industry for one year
He was licensed under the Securities and Futures Ordinance to carry on Type 9 (asset management) regulated activity