regulation
Regulation | 13 Jun 24
Morgan Lloyd chosen to receive majority of Hartley’s SIPP transfers ending two year nightmare
‘A lot of work to be done and Rome wasn’t built in a day’
EFAMA warns ‘much still needs to be discussed’ over EU decision not to ban commissions
Tests envisioned include inducement, quality enhancement, best interest, suitability, appropriateness
Police across Europe take down €113m investment scheme promising 70% returns
Six arrests made, 29 searches conducted and suspects’ assets frozen, with support of Eurojust and Europol
Six countries expose €10m crypto scam in AML currency ‘tracing’ probe
Law enforcement from Austria, France, Germany, Romania, Spain and Switzerland were involved in the investigation
Guernsey regulator highlights MONEYVAL inspection, Royal Court judgment in annual report
A central focus in 2023 was preparing for the Bailiwick’s MONEYVAL evaluation