PEOPLE MOVES: Raymond James, Square Mile, Hargreaves Lansdown
London branch principal named at wealth firm, while senior figure exits research house
FCA takes legal action against unauthorised adviser
Watchdog claims he has been using social media platforms to give investment advice
Investment | 28 Apr 20
Fake LinkedIn account impersonates Dubai regulator
It promoted a fictional $10m loan for the purposes of promoting the Indian economy
South African firm distances itself from WhatsApp scam
Regulator believes an individual is operating without authorisation to ‘solicit funds from consumers’
EU Commission and regulator clash over Priips
As lawmakers block reforms due to legal concerns