Regulation
Middle East | 20 Aug 24
DFSA fines ex-Mirabaud Middle East private banker $980,020 for ‘deceptive’ conduct
He has also been banned from holding office or being an employee of a DFSA authorised firm
Financial planning | 19 Aug 24
Less than two weeks left to enter the 25th Annual II Awards
The II Awards 2024 entries are live and open for the international financial services industry and advice world until Friday 30th August 2024
Regulation | 19 Aug 24
FCA cancels regulatory permission of Premier League football club Wolves
The FCA’s action took effect on 16 August 2024
Regulation | 19 Aug 24
Unique regulatory challenges presented by overseas appointed representatives
One of the top level challenges for principal firms is the differences in culture and language
Investment | 16 Aug 24
ADGM issues 1,271 new licences in H1 2024 as AUM surges by 226%
The pipeline of entities within the asset management sector remains strong across hedge funds, private equity, institutional funds and venture capital firms