Regulation
Latest news | 30 Apr 26
ASIC cancels license of ABL Funds Management
Company failed to meet reporting obligations for three consecutive years
Latest news | 24 Apr 26
FCA orchestrates global action to stop illegal finfluencers
17 regulators worldwide who took part in a week of action
Latest news | 24 Apr 26
Sapia to pay £19.6m to WealthTek clients for failing to safeguard money
The FCA has censured Sapia for failing to properly separate key roles relating to client money
Latest news | 30 Mar 26
FCA bans former adviser for stealing over £50k from client during Covid
Daniel Leon Williams transferred a client’s money into his own personal account while he acted as their financial adviser
Latest news | 16 Mar 26
Government to revamp Financial Ombudsman Service
Changes are in response to concerns the FOS has acted as a quasi-regulator