Regions
SFC fines Hang Seng Bank HK$66.4m for mis-selling investment products
They did not adequately supervise and monitor the sale of collective investment schemes to clients
Investment | 31 Jan 25
FCA secures £5.9m confiscation order against convicted fraudster
The fraudulent investment scheme took £19m from over 240 investors
Investment | 30 Jan 25
DFSA and FCA co-lead new global financial services AI report
The focus is on risk management, customer service, fraud detection and investment strategies
Ocorian hires Colm O’Brien for EMEA funds team
He was previously managing director, global head of sales, alternatives at BNP Paribas Securities Services
St James’s Place reports 12% FUM jump to £191bn for 2024
Gross inflows were 18% up during the year to £18.41bn




