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Complaints

UK complaints long-stop proposal praised by advisers

United Kingdom | 13 Oct 15

UK complaints long-stop proposal praised by advisers

The Financial Conduct Authority’s proposal to introduce a long-stop for claims against financial advice has been met with optimism by advisers.

Pru tops UK list of complained about life firms

United Kingdom | 30 Sep 15

Pru tops UK list of complained about life firms

Life assurance firm Prudential is the most complained about company in the life and pensions sector, according to the latest data from the Financial Conduct Authority.

IFAs at risk of hefty costs without robust complaints system

Tax & Regulation | 10 Sep 15

IFAs at risk of hefty costs without robust complaints system

Financial advisers could be faced with large costs if they fail to adopt a holistic system for handling complaints before next year’s reform, industry players have warned.

Sesame tops FOS list for most complained about adviser

United Kingdom | 25 Aug 15

Sesame tops FOS list for most complained about adviser

Advisory network giant Sesame has topped the list again for being the most complained about advice firm in the UK, data from the Financial Ombudsman Service reveals.

Complaints software launched to help firms with changing FCA rules

Technology | 8 Jul 15

Complaints software launched to help firms with changing FCA rules

A software provider has unveiled a new version of its complaints management programme to help UK advisory firms stay compliant to continually changing regulations.

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Published by Money Map Media – part of G&M Media Ltd Copyright (c) 2024.

International Adviser covers the global intermediary market that uses cross-border insurance, investments, banking and pension products on behalf of their high-net-worth clients. No news, articles or content may be reproduced in part or in full without express permission of International Adviser.