FCA
Tax & Regulation | 4 Nov 24
FCA warns hedge fund manager Crispin Odey over ‘lack of integrity’
A warning notice is not the final decision of the FCA
Tax & Regulation | 28 Oct 24
FCA fines CEO of Wise £350,000 for senior manager conduct failure
Wise is a multi-currency payment and banking system which claims 16m customers worldwide.
Regulation | 22 Oct 24
Industry reacts as FCA probes 20 social media influencers
The FCA also issued 38 alerts against social media accounts
Investment | 4 Oct 24
FCA charges duo over £110,000 profit from insider dealing
They are jointly charged with conspiracy to deal in 4 stocks
FCA fines Starling Bank £29m over financial sanctions screening
This case took 14 months from opening to achieving an outcome