FCA
FCA brings first ever charges over illegal crypto ATMs
The charges follow the FCA’s recent operation to tackle illegally operated crypto ATM
FCA bans four for ‘reckless’ pension transfer advice
They were collectively fined £590,544, three have referred the FCA’s decision to the Upper Tribunal
FCA to launch selling probe into commission practices on protection products
The FCA will focus primarily on the sale of four specific types of products
Regulation | 19 Aug 24
FCA cancels regulatory permission of Premier League football club Wolves
The FCA’s action took effect on 16 August 2024
Regulation | 19 Aug 24
Unique regulatory challenges presented by overseas appointed representatives
One of the top level challenges for principal firms is the differences in culture and language