regulation
Hong Kong SFC bans ex-asset manager rep from industry for one year
He was licensed under the Securities and Futures Ordinance to carry on Type 9 (asset management) regulated activity
Investment | 17 Jun 24
Abu Dhabi regulator publishes consultation paper on single family offices
The consultation period will close on 14 July 2024
Tax & Regulation | 13 Jun 24
IHT for all offshore trusts among Labour election manifesto clampdowns
Non-dom status abolished completely also among the details emerging from publication of UK Labour Party’s manifesto
Regulation | 13 Jun 24
Morgan Lloyd chosen to receive majority of Hartley’s SIPP transfers ending two year nightmare
‘A lot of work to be done and Rome wasn’t built in a day’
EFAMA warns ‘much still needs to be discussed’ over EU decision not to ban commissions
Tests envisioned include inducement, quality enhancement, best interest, suitability, appropriateness