regulation
Regulation | 25 Jul 24
UK High Court green lights plan to return WealthTek client money, assets
The FCA highlighted that all clients should remain alert to the possibility of fraud
Regulation | 25 Jul 24
More than 830 directors in UK banned for Covid loan abuses in one year
It carried out 22 criminal prosecutions and took steps towards the recovery of nearly £3m
Investment | 23 Jul 24
CySEC fines IC Markets €200,000 for leverage violations through a third country entity
It did not ensure the protection of its clients’ interests, the regulator said
Regulation | 17 Jul 24
Experts react to surprise UK pensions bill in today’s King’s speech
A wide-ranging Pensions Review to tax reliefs, the state pension and advice/guidance is in prospect
Investment | 15 Jul 24
FCA bans ex-investment adviser over unauthorised investment sales
He was ordered by the High Court to pay to the FCA £1,207,050 for losses to investors