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Search Results for: Isle of Man financial services authority

£116,000 fine and ban for ‘reckless’ pension switching advice

Posted on 18th October 2021 | by Kirsten Hastings

Nearly 50% of client’s retirement pots invested in a high-risk strategy

Posted in Alternatives, Companies, Industry, Products, Tax & Regulation, UK News, United Kingdom | Tagged Ban, Fine, Pension Transfers, Sipps

FCA eyes faster removal of unused permissions

Posted on 9th September 2021 | by Cristian Angeloni

But watchdog cautioned against being ‘too heavy handed’

Posted in Companies, Industry, Latest news, Regions, Tax & Regulation, Tax & Technical, UK News, United Kingdom | Tagged FCA

FCA stops Cyprus firm from flogging CFDs to UK investors

Posted on 5th August 2021 | by Robbie Lawther

Many Brits ‘were attracted’ to the company via social media accounts

Posted in Companies, Europe, Industry, Investment, Tax & Regulation, UK News, United Kingdom | Tagged CFDs, Cyprus, FCA, UK Adviser

FCA eyes changes to Priips regime

Posted on 20th July 2021 | by Cristian Angeloni

To reduce ‘potentially misleading information being displayed’

Posted in Industry, Latest news, Products, Regions, Tax & Regulation, Tax & Technical, UK News, United Kingdom | Tagged Brexit, FCA, Priips

Capital International gets IoM alternative banking licence

Posted on 29th June 2021 | by Cristian Angeloni

It is the first company to be granted full authorisation on the island

Posted in Companies, Industry, Latest news, Regions, Tax & Regulation, United Kingdom | Tagged Capital International Group, Isle Of Man

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