UK regulator bans marketing of speculative mini-bonds
As London Capital & Finance victims see move as the FCA ‘admitting we were mis-sold’
Search Results for: Isle of Man financial services authority
Ex Barclays Wealth COO dodges ban over misconduct
But UK regulator issued a public notice regarding his actions
Collapsed wealth firm charged investors 20% fees
And pushed advisers to promote its portfolios to DB pension transfer and Sipp clients
PEOPLE MOVES: Sanlam, Momentum Pensions, Close Brothers
C-level changes at the South African financial services firm
Independent investigation into mini-bond firm imminent
But Financial Conduct Authority employees can turn down interview requests