UK regulator bans and fines financial adviser
After he provided investment advice to retail customers when he ‘was not qualified or approved to do so’
After he provided investment advice to retail customers when he ‘was not qualified or approved to do so’
Review of international life business still pending as board not ‘in a position to reach a conclusion’
Move will help ‘weed out the unscrupulous elements who bring ill-repute to professional advisers’
After it was fined for regulatory failings and an ex-employee banned
Quilter International chief expects ‘an increase in fees over the next two years to be proposed’